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Regulatory Compliance

Ensuring regulatory compliance has become a key part of most organisations’ day to day operations. With Basel II, Sarbanes-Oxley, Data Protection, PCI DSS, FSA and others all requiring changes and monitoring of systems it can be difficult for a company to achieve compliance in a cost effective manner.

At e-Solutions we specialise in identifying, and if necessary developing, solutions for our customers – especially those operating within the financial services industry.
 
Examples include:
  1. The development of SAMS to enable banks and building societies confirm compliance with PSR and BCOBS regulations which are monitored by the FSA.
  2. The use of Intellinx to ensure compliance with Section 10 of PCI regulations which relates to the ability to replay key transactions for audit purposes
  3. The development of e-Crypt to permit organisations and individuals to protect sensitive information that is sent by email – which often needs to be encrypted to ensure legislative compliance
  4. Auditing of third party access to key computer systems and managing the operational risks that are inherent in outsourcing using ObserveIT.
  5. Implementation of compensating controls when a dual control system is not feasible or is too expensive which can easily be achieved with X-Ops.
  6. Controlling access to, use of, and export of sensitive data to meet FSA requirements using Vigilance Pro.

We welcome discussions with any organisation that has specific compliance challenges and are willing to discuss tailoring of any existing solution or development of new systems to meet any specific industry compliance needs – please contact us for a discussion.

 
             

               
 

Contact Us

 

Tel: 01283 808 234

Fax: 01283 575 953

enquiries@e-solutions.uk.com 


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